REX Autocallable ETFsA laddered approach to autocallable income




The Engine

One framework, two risk profiles.

The shared engine
One daily laddered autocallable portfolio, in an ETF.
Both funds gain exposure, via total return swaps, to a daily laddered portfolio of synthetic autocallables on a single volatility managed equity index. New positions are added every day, diversifying entry and observation timing. The two funds differ only in income target and downside treatment.
252+
Ladder positions (min)
ATCL
REX Autocallable Income ETF
SOFR + 10%
Higher targeted coupon with a 50% barrier on the downside, observed at maturity.

View ATCL ›

DACL
REX Defensive Autocallable Income ETF
SOFR + 3%
Lower targeted coupon with a 50% Risk Buffer and a 200% Gearing Factor.

View DACL ›

5 Year
Tenor, 1yr non-call
Monthly
Coupon & autocall obs.
100%
Autocall barrier

Targets are not guaranteed and may vary or be zero. Coupons are contingent on barrier conditions. Investors should be prepared to bear loss of principal.


Mechanics

Three outcomes, one structure

Each autocallable is evaluated against pre-set levels on monthly observation dates. What happens to income and principal depends on where the reference index sits.


Scenario 1

Holds or modest decline

Coupons are paid while the index stays above the 60% coupon barrier. On or after the one year non-call period, the position can autocall and return principal.

Scenario 2

Below the coupon barrier

Coupons pause for that position in months it sits below the 60% barrier. Other positions in the daily ladder may still pay. Principal is unaffected if the index is above the downside level at maturity.

Scenario 3

Below the downside level at maturity

Principal is reduced. ATCL uses a 50% barrier with losses in line with the index decline. DACL uses a 50% Risk Buffer with a 200% Gearing Factor. See each fund page for detail.


Barriers are tested only on monthly observation dates. The downside level is observed only at final maturity if a position has not previously autocalled. For illustrative purposes only.


Compare

Side by side:

The two funds share an identical autocallable engine. The differences are in the income target and the downside treatment.

Feature ATCL DACL (Defensive)
Tenor 5 years 5 years
Autocall Barrier 100% 100%
Autocall & Coupon Frequency Monthly Monthly
Non-Call Period 1 year 1 year
Position Frequency Daily Daily
Coupon Barrier 60% 60%
Coupon Target SOFR + 10% SOFR + 3%
Downside Type Barrier Put Risk Buffer (buffered)
Downside Terms 50% Barrier, 1:1 below Risk Buffer 50%; Gearing Factor 200%
Reference Index Vol Target 40% 30%
Decrement 6% p.a. 4% p.a.
Bloomberg Index BMAXATCL BMAXDACL

For illustrative comparison only. ATCL references the Bloomberg US Large Cap VolMax Autocallable Total Return Index. DACL references the Bloomberg US Large Cap VolMax Defensive Autocallable Total Return Index. Targets are not guaranteed. Source: Bloomberg, Feb 2026.


Why an index

Autocallables, reinvented

Traditional autocallables require manual intervention, periodic monitoring, and expose investors to single day entry point risk. An index based solution turns the payoff mechanics into a transparent, repeatable, rules based framework.


Traditional Autocallables

Single Issuance Date

Concentrated entry point risk tied to one market level.

Manual Reinvestment

Proceeds must be redeployed when positions are called or mature.

Opaque Pricing

Individual bank counterparties with negotiated dealer quotes.

Index Based Solution

Laddered Entry Points

Daily diversification across multiple market levels over time.

Automated Reinvestment

Coupons and proceeds reinvested systematically back into the index.

Transparent Index

Bloomberg calculated, daily, rules based methodology.



Shared Index Construction:

Each autocallable index is a synthetic, laddered portfolio of autocallable derivatives maintained under predefined rules and referencing a single volatility-managed equity index.


Step 1

Equity Index

Bloomberg 500 (B500)

The 500 largest U.S. companies by market capitalization. Core U.S. equity exposure.

Step 2

Reference Index

VolMax (40% / 30%)

A volatility-targeted index on the B500. ATCL targets 40%, DACL targets 30%.

Step 3

Synthetic Derivatives

Autocallable Notes

Rules-based autocallable payoff representations. 252 to 1,260 positions maintained.

Step 4

Autocallable Index

BMAXATCL / BMAXDACL

A diversified, laddered portfolio representing autocallable payoff characteristics in a rules-based index.



Frequently Asked Questions

An autocallable is an equity-linked structure whose income and principal depend on how a reference index performs versus pre-set levels over time. It pays coupons as long as the index stays above an income (coupon) barrier on monthly observation dates, and it returns principal at maturity, or earlier if called, if the index stays above a downside level. If the index finishes below that downside level at maturity, investors can lose principal based on the index decline, forgoing potential appreciation in exchange for the opportunity to earn higher, conditional income.

TIMING DIVERSIFICATION
Daily laddering across hundreds of autocallables spreads entry and observation dates, helping reduce reliance on any single strike or maturity.

AUTOMATIC REINVESTMENT
Proceeds from calls and maturities are redeployed automatically, keeping capital invested without sourcing new deals or managing calendars.

INSTANT DIVERSIFICATION
One ticker delivers exposure to a portfolio of autocallables, replacing the work of building and monitoring a multi-note basket.

EXCHANGE LIQUIDITY
Investors get live pricing and intraday trading on exchange, instead of negotiating opaque dealer quotes for individual notes.

TAX SIMPLICITY
A single fund position with consolidated 1099 reporting avoids tracking coupons, calls, and redemptions across multiple notes and dealers.

Both funds run the same daily laddered, 5-year, monthly-observation autocallable engine on a single volatility-managed equity index. ATCL targets a higher coupon (SOFR + 10%) and uses a 50% barrier with 1:1 loss below it. DACL targets a lower coupon (SOFR + 3%) and uses a 50% Risk Buffer with a 200% Gearing Factor: principal is returned unless the index finishes below the 50% Risk Buffer, and below it losses accrue at 200% of the shortfall beyond the buffer. ATCL references a 40% volatility target; DACL references a 30% volatility target.

At each monthly observation date the issuer checks the reference index level. If the index is at or above the call barrier after the one year non-call period, the position autocalls, income is paid, and principal is returned. If it is below the call barrier but above the downside level, the position generally stays outstanding and income may continue, subject to future observations. If, at maturity, the index finishes below the downside level, investors can lose principal, reflecting the tradeoff between conditional income and equity downside risk.

Each fund gains exposure, via total return swaps, to a daily laddered portfolio of synthetic autocallables tied to a single volatility managed equity index. Each autocallable pays a coupon when the index is above its coupon barrier, and the value of the swap reflects these coupons. The fund aggregates this income and makes distributions monthly. Distributions are not guaranteed and may vary or be zero in some months.

Both funds reference a Bloomberg US Large Cap VolMax index, a volatility targeted index that dynamically adjusts exposure to the Bloomberg US Large Cap Total Return Index. ATCL targets a 40% volatility level and DACL targets a 30% volatility level. Barrier tests are based on the index level rather than on individual stocks.

Key risks include barrier and downside risk (principal can be reduced if the index finishes below the downside level at maturity, and for DACL losses below the 50% Risk Buffer accrue at a 200% Gearing Factor), contingent income risk (coupons are not guaranteed and may stop below the coupon barrier), and early redemption risk (autocalls in rising markets can lead to reinvestment at lower yields). The funds also face derivatives and counterparty risk from swap exposure, volatility target index risk, liquidity risk, non diversification and concentration risk, NAV erosion and distribution risk (distributions can reduce NAV over time and may include return of capital), and new fund risk. See each fund prospectus for the full list of risks.


Get in Touch

The REX Autocallable suite is brought to you by REX Shares, an innovative ETP provider that specializes in alternative-strategy ETFs and ETNs. The firm created the MicroSectors and co-created the T-REX product lines of leveraged and inverse tools for traders and recently launched a series of option-based income strategies.

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